Credit Suisse Securities (China)

  Credit Suisse Securities (China) Limited (“CSS”) is a securities joint venture established by Credit Suisse (“CS”) and Founder Securities (“FS”). Credit Suisse holds a 51% stake in the joint venture.

  CSS provides a range of capital markets services to clients in the domestic China market, including securities underwriting and sponsoring, as well as financial advisory services. It also operates a securities brokerage business in Qianhai, Shenzhen and has continued to expand its trading and execution capabilities.

  The securities joint venture was formally established on October 24, 2008, upon receiving approval from the China Securities Regulatory Commission ("CSRC").

  Headquartered in Beijing, the securities joint venture was previously known as Credit Suisse Founder Securities Limited (“CSFS”).

  In June 2020, CS successfully completed the transaction to increase its shareholding in the securities joint venture from 33.3% to 51%. In June 2021, CSFS was rebranded to Credit Suisse Securities (China).

  Ms. Janice Hu is the Chairwoman of the Board of Directors of CSS, while Ms. Jing Wang is the Chief Executive Officer and Legal Representative of CSS.

  CSS is registered in Beijing and its business office is located at Unit 01A, 02, 03A of 19th Floor and 20th Floor, No. 89 Jinbao Street, Dongcheng District, Beijing

Overview of Branches

Credit Suisse Securities (China) Limited Shanghai Branch

  Address: Room 312A, Building No. 1, No. 333 of Huan Hu Xi Yi Road, Lin Gang Special Area, China (Shanghai) Pilot Free Trade Zone
  Business Scope: Securities Underwriting and Sponsoring (only limited to undertaking)
  Responsible Person: Zhao Liujun
  Tel: +8610 6653 8666

Credit Suisse Securities (China) Limited Shenzhen Branch

  Address: 2003, Block T2, Kerry Construction Plaza, No.1, Center 4 Road, Fu An Community, Fu Tian Street, Futian District, Shenzhen
  Business Scope: Securities brokerage (limited to Qianhai Shenzhen-Hong Kong Modern Service Industry Cooperation Zone in Shenzhen, Guangdong Province); Securities Underwriting and Sponsoring (only limited to undertaking).
  Responsible Person: Steven ZHANG
  Tel: +8610 6653 8666

About the Shareholders
Credit Suisse AG

  Credit Suisse AG (CS, Chinese name: 瑞信银行股份有限公司) was incorporated on July 5, 1856, in Zurich, Switzerland. Its registered office address is Paradeplatz 8, CH-8001, Zurich, Switzerland.

  Credit Suisse is one of the world's leading financial services providers. Our strategy builds on Credit Suisse's core strengths: its position as a leading wealth manager, its specialist investment banking capabilities and its strong presence in our home market of Switzerland. We seek to follow a balanced approach to wealth management, aiming to capitalize on both the large pool of wealth within mature markets as well as the significant growth in wealth in Asia Pacific and other emerging markets, while also serving key developed markets with an emphasis on Switzerland.

  The registered shares (CSGN) of Credit Suisse Group AG, are listed in Switzerland and, in the form of American Depositary Shares (CS), in New York. Credit Suisse AG is incorporated in Switzerland with limited liability.

  Further information about Credit Suisse AG can be found at credit-suisse.com.

  Founder Securities Co., Ltd. 
  Founder Securities Co., Ltd. (“FS”) was incorporated on 26 October 1994. Its registered address is Units 3701-3717, Tower 4 and 5, Hua Yuan The Central, No. 36, Segment II of Xiang Jiang Zhong Lu, Tianxin District, Changsha City, Hunan Province, China. Its registered capital was RMB8,232 million. The business scope of FS covers: securities brokerage, securities investment advisory service, financial advisory service relating to securities trading and securities investment activities, securities proprietary trading, securities assets management, margin trading and securities lending, distribution of securities investment funds, providing intermediary referral service for futures firms, distribution of financial products. (FS engages in business according to the term length and scope stipulated by the license for operating securities and futures business). On August 10, 2011, the A shares of FS (ticker: 601901) were listed and traded on Shanghai Stock Exchange via IPO.

  Further information about FS can be found at foundersc.com.





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